DISCLAIMERS

General

 

All published information set out herein is for general information purposes and is not intended to be a solicitation or advice relevant to the reader’s specific financial situation and suitability of the client’s investment. Technical information is for general information purposes only and not intended to serve as a full or comprehensive description and should not be relied upon.  Any information provided here has been obtained from sources believed to be accurate but cannot be guaranteed. Any opinions expressed in this document are based on analysis of market events and circumstances as at the date of publication and are subject to change. Alta West Capital does not undertake to notify the reader of any subsequent changes. 

 

The information contained herein is for general information purposes and is not intended to constitute tax advice. Alta West Capital does not warrant the accuracy or completeness of the information contained herein and does not undertake to notify the reader of any changes to tax regulation or the application of tax regulation since the date of publication.

 

Diversification in your portfolio is important. Please note Alta West Mortgage Capital Corporation has no ability or expertise to provide meaningful overall portfolio analysis of all your separate investment classes to diversify your individual portfolio. Alta West Capital is a captive exempt market dealer as it only sells investment products that are connected to Alta West Capital and is therefore only able to provide recommendations on its own funds and cannot offer the investor alternative options or opinions on other investments. Alta West Capital is also a “connected issuer” to the Alta West Capital MICs and SIF as defined in National Instrument 33-105 Underwriting Conflict, because of common ownership and management between Alta West Capital, the Alta West Capital MICs and SIF.

 

Alta West Mortgage Capital Corporation is registered as an Exempt Market Dealer (“EMD”), Restricted Portfolio Manager (“RPM”) and Investment Fund Manager (“IFM”) in the province of Alberta. The firm is also registered in the provinces of British Columbia, Manitoba, Ontario and Saskatchewan as an EMD. This information is directed only to residents of those provinces. For more information, contact Investor Relations at (403) 254-9075 ext. 4218 or by email at investor.relations@awcapital.ca.

 

AWM holds a mortgage broker license in British Columbia, Alberta, and Ontario. FSCO Brokerage License 12633, FSCO Mortgage Admin License 12634.

 

AWM Diversified MIC Brochure

 

Past performance is no guarantee of future results. Actual performance will vary. There is no assurance AWM Diversified MIC will achieve its objectives or be able to pay dividends consistent with historical payments. As such, dividends are subject to all the risks of AWM Diversified MIC’s operations and industry and investments generally, including the ability of borrowers to make applicable payments under mortgages comprising AWM Diversified MIC’s portfolio, real estate values, interest rates, unexpected costs, competition, the economy generally, and other factors beyond the control of AWM Diversified MIC. For a detailed list of many risk factors related to an investment in preferred shares of AWM Diversified MIC, see Item 9 of its current Offering Memorandum. 

 

The information contained herein is current to the date indicated on this brochure. Neither Alta West nor AWM Diversified MIC makes any representations or warranties about the accuracy or completeness of the information contained on this document. Any applied warranties, whether statutory or otherwise, on any such matters are hereby expressly excluded to the full extent permitted by applicable laws. Neither Alta West nor AWM Diversified MIC assumes any obligation to update or revise this document to reflect new events or circumstances other than as may be required by applicable laws. Important information regarding AWM Diversified MIC is set out in its offering Memorandum which should be reviewed prior to investment. Please contact us for a copy of this document.

 

COVID impact: The corporation has experienced minimal adverse effects, however the effects on employment, global economic activity, and the real estate market could still have an effect. No assurances can be made regarding such matters nor is there an effect on real estate markets generally and on the value and performance of mortgage loans. If there was a significant change in the values or payment performance in the portfolio, there could be added liquidity risk on your investment. For a more detailed list of many risk factors related to an investment in shares of the MIC, see the AWC Relationship Disclosure Document.

 

First Place MIC Brochure

 

Past performance is no guarantee of future results. Actual performance will vary. There is no assurance First Place MIC will achieve its objectives or be able to pay dividends consistent with historical payments. As such, dividends are subject to all the risks of First Place MIC’s operations and industry and investments generally, including the ability of borrowers to make applicable payments under mortgages comprising First Place MIC’s portfolio, real estate values, interest rates, unexpected costs, competition, the economy generally, and other factors beyond the control of First Place MIC. There is liquidity risk as preferred shares of First Place MIC are not publicly traded and you may be unable to sell or redeem them in a timely manner, or at all. For a list of additional risk factors related to an investment in preferred shares of First Place MIC, see the Investment Risk section in the Alta West Capital Relationship Disclosure Document. First Place MIC is available to Permitted investors, Accredited investors and close Family, Friends and Business Associates of a Director. There is no Offering Memorandum available.

 

The information contained herein is current to the date indicated on this brochure. Neither Alta West nor First Place MIC makes any representations or warranties about the accuracy or completeness of the information contained on this document. Any applied warranties, whether statutory or otherwise, on any such matters are hereby expressly excluded to the full extent permitted by applicable laws. Neither Alta West nor First Place MIC assumes any obligation to update or revise this document to reflect new events or circumstances other than as may be required by applicable laws.

 

COVID Impact: The corporation has experienced minimal adverse effects, however the effects on employment, global economic activity, and the real estate market could still have an effect. No assurances can be made regarding such matters nor is there an effect on real estate markets generally and on the value and performance of mortgage loans. If there was a significant change in the values or payment performance in the portfolio, there could be added liquidity risk on your investment. For a more detailed list of many risk factors related to an investment in shares of the MIC, see the AWC Relationship Disclosure Document.

George Botros
Chief Executive Officer

George Botros was appointed as CEO of Alta West Capital in April 2021. Prior to his role as CEO, George served as Alta West Capital’s CFO and CCO from 2014 to 2021. He has over 20 years in the lending business, participating in residential, commercial, mezzanine, and interim financing related activities.

 

George is also a Director of the funds Alta West administers. Prior to joining Alta West Capital, he managed Toro Financial Corporation which amalgamated with AWM Diversified MIC, an entity managed by AWC, in 2014. George was also a University Professor teaching Finance and Economics for University of Lethbridge.

 

George holds a Bachelor of Economics and an MBA.